Securities Compliance Jobs
Browse 10 exciting jobs hiring in Securities Compliance now. Check out companies hiring such as Robinhood, StepStone Group, Encompass Health in New York, Reno, Omaha.
Lead the Securities Lending Operations team at Robinhood Market, ensuring compliance and efficient daily operations within a mission-driven fintech environment.
Robinhood is hiring a Securities Management Operations Specialist to execute and manage securities lending middle office functions in support of the firm's ambitious growth.
StepStone is looking for an experienced Associate General Counsel to oversee corporate and securities law compliance, litigation, and manage legal teams within a dynamic private markets firm.
Corporate Counsel needed at Planet Fitness to oversee and advise on corporate legal matters while supporting strategic business initiatives.
Merrill Wealth Management offers a structured Advisor Development Program to train and license new Financial Solutions Advisors in Philadelphia.
Legal counsel role at Collegium Pharmaceutical leading corporate transactions and governance to drive business growth in a hybrid onsite position.
Morgan Stanley is looking for a Vice President, Compliance to lead regulatory oversight and risk management for Fixed Income and Equity Research activities in New York.
Senior Product Counsel at Figure leading legal affairs for blockchain-based marketplaces and digital asset products in a dynamic fintech environment.
Faraday Future is hiring a Deputy General Counsel to lead their legal and compliance efforts in a fast-paced, innovative mobility company.
Seeking an Associate for client onboarding and KYC at BNY Mellon to support seamless account transitions and regulatory compliance in a hybrid setting.
